SEC Form 4 · accession 0001209191-18-012042
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony S Thornley
Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 20, 2018 | M | 12,500 | $42.01 | A | 21,511 | D | |
| Common stock | Feb 20, 2018 | S | 12,500 | $88.50 | D | 9,011 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to buyF1 | $42.01 | Feb 20, 2018 | M | 12,500 | D | Jul 3, 2011 | Jun 3, 2018 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F11/48th of the shares subject to the option vest monthly over 48 months.