SEC Form 4 · accession 0001209191-18-012028
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Muhammad Raghib Hussain
Officer — Chief Operating Officer
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2,F3,F4 | Feb 16, 2018 | S | 20,000 | $87.22 | D | 354,553 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- F2Shares were sold ranging from $86.63 per share to $87.61 per share.
- F3Both direct and indirect. See footnote 4.
- F4Of the amount of securities beneficially owned following reported transaction, 36,000 shares are owned indirectly by the reporting person through multiple family trusts.