SEC Form 4 · accession 0001209191-17-041127
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H. Frank
Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 20, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 20, 2017 | A | 3,803 | — | A | 9,003 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This was an annual Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2018. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.