SEC Form 4 · accession 0001209191-17-019906
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur D Chadwick
Officer — VP Finance & Admin CFO
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF2 | Mar 8, 2017 | S | 63,813 | $69.76 | D | 95,383 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- F2Shares were sold ranging from $68.04 per share to $71.13 per share.