SEC Form 4 · accession 0001209191-17-008435
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony S Thornley
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 7, 2017 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 6, 2017 | M | 12,500 | $25.17 | A | 23,208 | D | |
| Common stockF1 | Feb 6, 2017 | S | 12,500 | $65.68 | D | 10,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to buyF2 | $25.17 | Feb 6, 2017 | M | 12,500 | D | Jun 7, 2010 | May 7, 2017 | Common stock | 12,500 | 0 | D |
Explanation of responses
- F1Shares were sold ranging from $65.63 per share to $65.91 per share.
- F21/48th of the shares subject to the option vest monthly over 48 months.