SEC Form 4 · accession 0001209191-16-137846
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Muhammad Raghib Hussain
Officer — Chief Operating Officer
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2,F3 | Aug 16, 2016 | P | 20,000 | $51.855 | A | 327,910 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F16,000 shares were held in multiple family trusts.
- F2Both direct and indirect holding. See footnote 3.
- F3Of the amount of securities beneficially owned following reported transaction, 36,000 shares are owned indirectly by the reporting person through multiple family trusts.