SEC Form 4 · accession 0001209191-15-055401
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Mehrotra
Director
Period of report
Jun 18, 2015
Accepted (ET)
Jun 22, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Jun 18, 2015 | A | 5,500 | — | A | 14,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to buyF3 | $76.38 | Jun 18, 2015 | A | 3,000 | A | Jul 18, 2015 | Jun 18, 2022 | Common stock | 3,000 | 3,000 | D |
Explanation of responses
- F1This annual Restricted Stock Unit (RSU) grant will vest on April 30, 2016. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.
- F2Also include common stock underlying restricted stock units previously reported on Table 1 but not yet vested. These unvested shares were not previously reported in column 5 in prior Form 4 filings.
- F3This annual stock option grant will vest monthly over one year from the grant date.