SEC Form 4 · accession 0001209191-15-025641
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony S Thornley
Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Mar 10, 2015 | M | 12,500 | $17.76 | A | 26,000 | D | |
| Common stock | Mar 10, 2015 | S | 12,500 | $69.78 | D | 13,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to buyF2 | $17.76 | Mar 10, 2015 | M | 12,500 | D | May 18, 2008 | Apr 18, 2015 | Common stock | 12,500 | 0 | D |
Explanation of responses
- F1This was an exercise of stock options which were due to expire on April 18, 2015.
- F21/48th of the shares subject to the option vest monthly over 48 months.