SEC Form 4 · accession 0001209191-15-017300
CAVIUM, INC. · CAVM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony S Thornley
Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175609
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Feb 19, 2015 | M | 3,125 | $8.52 | A | 16,625 | D | |
| Common stock | Feb 19, 2015 | S | 3,125 | $66.70 | D | 13,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option right to buyF1 | $8.52 | Feb 19, 2015 | M | 3,125 | D | — | Feb 1, 2017 | Common stock | 3,125 | 0 | D |
Explanation of responses
- F11/8th of the shares subject to the option vest on the six month anniversary of the grant date and 1/48th of the shares vest monthly thereafter over the next three and one half years.