SEC Form 4 · accession 0001171843-19-000051
Whitestone REIT · WSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David K Holeman
Officer — CHIEF FINANCIAL OFFICER
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 31, 2018 | F | 8,942 | $12.26 | D | 388,802 | D | |
| Common SharesF3,F2 | Dec 31, 2018 | J | 2,500 | $12.26 | D | 386,302 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of certain restricted common shares previously granted.
- F2Per share value assigned by the Company to the tax withholding shares based on the closing sales price of the common shares on December 31, 2018, pursuant to the Company's 2008 Long-Term Incentive Plan.
- F3Represents forfeiture of restricted common shares based on non-achievement of performance measure.