SEC Form 4 · accession 0001171843-18-005038
Whitestone REIT · WSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford D Johnson
Officer — EVP ACQUISITIONS & ASSET MGMT
Period of report
Jun 30, 2018
Accepted (ET)
Jul 3, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Jun 30, 2018 | F | 5,000 | $12.48 | D | 186,719 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of certain restricted common shares previously granted.
- F2Per share value assigned by the Company to the tax withholding shares based on the closing sales price of the common shares on June 29, 2018, pursuant to the Company's 2008 Long-Term Incentive Plan.
- F3Reflects an additional 84 restricted common shares issued to the Reporting Person on May 1, 2018 in connection with the vesting of certain performance based restricted share units previously granted pursuant to the Company's 2008 Long-Term Incentive Ownership Plan. Such restricted common shares were inadvertently omitted from the Form 4 filed with the Securities and Exchange Commission on May 2, 2018 as a result of calculation errors in determining the number of restricted common shares to be issued.