SEC Form 4 · accession 0001171843-17-003190
Whitestone REIT · WSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Mastandrea
Officer — CHAIRMAN & CEO · Director
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 16, 2017 | A | 178,917 | $0.00 | A | 822,631 | D | |
| Common SharesF1,F2 | May 16, 2017 | A | 50,033 | $0.00 | A | 120,799 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted common shares issued as a result of the vesting of certain performance based restricted share units previously granted pursuant to the Company's 2008 Long-Term Incentive Ownership Plan. Such restricted common shares are subject to risk of forfeiture and vest as follows: 1/4th on June 30, 2017, 1/4th on September 30, 2017, 1/4th on December 31, 2017, 1/4th on March 31, 2018.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.