SEC Form 4 · accession 0001171843-16-010939
Whitestone REIT · WSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David K Holeman
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 30, 2016 | A | 100,000 | $0.00 | A | 334,151 | D | |
| Common SharesF2,F3 | Jun 30, 2016 | F | 17,777 | $15.08 | D | 316,374 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted common share units granted pursuant to the Company's 2008 Long-Term Incentive Ownership Plan. Such restricted common share units are subject to risk of forfeiture and vest as follows: (i) 1/7th on June 30, 2016, 1/7th on September 30, 2016, 1/7th on December 31, 2016, 1/7th on March 31, 2017, 1/7th on June 30, 2017, 1/7th on September 30, 2017, and 1/7th on December 31, 2017.
- F2Represents common shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of certain restricted common shares previously granted.
- F3Per share value assigned by the Company to the tax withholding shares based on the closing sales price of the common shares on June 30, 2016, pursuant to the Company's 2008 Long-Term Incentive Plan.