SEC Form 4 · accession 0001171843-15-001199
Whitestone REIT · WSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine J Mastandrea
Officer — VP STRATEGY & MARKET RESEARCH
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 9:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2015 | A | 39,200 | $0.00 | A | 47,200 | D | |
| Common SharesF1,F2,F3 | Mar 1, 2015 | A | 178,917 | $0.00 | A | 385,513 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted common shares issued as a result of the vesting of certain performance based restricted common share units previously granted pursuant to the Company's 2008 Long-Term Incentive Ownership Plan. Such restricted common shares are subject to risk of forfeiture and vest as follows: (i) 1/8th on March 31, 2015, 1/8th on June 30, 2015, 1/8th on September 30, 2015, 1/8th on December 31, 2015, 1/8th on March 31, 2016, 1/8th on June 30, 2016, 1/8th on September 30, 2016, and 1/8th on December 31, 2016.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3The end of period holdings for the reporting person's indirectly-owned shares reflects an adjustment from the number reported on previously filed Form 4s because the end of period holdings reported in the prior Form 4s inadvertently included the 8,000 shares directly held by the reporting person (these shares are reported as directly owned in the table above).