SEC Form 4 · accession 0001209191-18-030087
FIVE PRIME THERAPEUTICS INC · FPRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Irving
Officer — EVP, Chief Scientific Officer
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2018 | A | 3,750 | $0.00 | A | 24,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $17.27 | May 10, 2018 | A | 22,500 | A | — | May 9, 2028 | Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1Represents shares of restricted stock, which will vest according to the following schedule: one-third (1/3) of the restricted stock will vest on each of May 10, 2019, 2020 and 2021, provided the reporting person provides services to Five Prime Therapeutics, Inc. (the "Company") through each such date.
- F2The shares underlying the option vest at a rate of one forty-eighth (1/48th) per month following May 10, 2018, provided the reporting person provides services to the Company through each such date.