SEC Form 3 · accession 0001123292-15-000961
FIVE PRIME THERAPEUTICS INC · FPRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Russell Wong
Officer — SVP, Research
Period of report
Jun 12, 2015
Accepted (ET)
Jun 24, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 22,738 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $4.56 | holding | — | — | — | — | Feb 12, 2019 | Common Stock | 338 | — | D |
| Employee Stock Option (right to buy)F2 | $6.89 | holding | — | — | — | — | Jul 28, 2020 | Common Stock | 11,788 | — | D |
| Employee Stock Option (right to buy)F3 | $8.49 | holding | — | — | — | — | Jul 13, 2021 | Common Stock | 9,756 | — | D |
| Employee Stock Option (right to buy)F4 | $5.54 | holding | — | — | — | — | Jul 15, 2022 | Common Stock | 32,520 | — | D |
| Employee Stock Option (right to buy)F5 | $7.26 | holding | — | — | — | — | Jul 18, 2023 | Common Stock | 20,324 | — | D |
| Employee Stock Option (right to buy)F6 | $11.14 | holding | — | — | — | — | Aug 21, 2024 | Common Stock | 20,000 | — | D |
Explanation of responses
- F1Includes 4,640 shares of restricted stock, which will vest fully on January 3, 2017, provided the reporting person remains employed by the Company through such date.
- F2This option is fully vested and immediately exercisable.
- F3This option began vesting on August 14, 2011, at a rate of 1/48th per month.
- F4This option began vesting on August 12, 2012, at a rate of 1/48th per month.
- F5This option began vesting on August 19, 2013, at a rate of 1/48th per month.
- F6This option began vesting on September 22, 2014, at a rate of 1/48th per month.