SEC Form 4 · accession 0001213900-17-001326
EZTD Inc · EZTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gustavo Perrotta
Director
Period of report
Jan 25, 2017
Accepted (ET)
Feb 14, 2017 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175442
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.00 | Jan 25, 2017 | D | 20,000 | D | — | Sep 13, 2017 | Common Stock | 20,000 | 0 | D |
| Stock Option (right to buy)F1 | $6.00 | Jan 25, 2017 | A | 20,000 | A | — | Sep 13, 2017 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F2 | $3.00 | Jan 25, 2017 | D | 20,000 | D | — | Oct 24, 2018 | Common Stock | 20,000 | 0 | D |
| Stock Option (right to buy)F2 | $6.00 | Jan 25, 2017 | A | 20,000 | A | — | Oct 24, 2018 | Common Stock | 20,000 | 20,000 | D |
| Stock Option (right to buy)F3 | $3.00 | Jan 25, 2017 | D | 60,000 | D | — | Jun 30, 2018 | Common Stock | 60,000 | 0 | D |
| Stock Option (right to buy)F3 | $6.00 | Jan 25, 2017 | A | 60,000 | A | — | Jun 30, 2018 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 13, 2012 and is fully vested.
- F2The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on October 24, 2013 and is fully vested.
- F3The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on March 13, 2014 and is fully vested.