SEC Form 3 · accession 0001178913-15-002953
EZTD Inc · EZTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ron Lubash
Director
Period of report
Aug 31, 2015
Accepted (ET)
Sep 29, 2015 · 9:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175442
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,122,474 | I | By Ricx Investments Ltd. | |
| Common StockF1 | holding | — | — | — | 27,500 | I | By Ricx Investments Ltd. | |
| Common Stock | holding | — | — | — | 262,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to purchase)F2 | $0.10 | holding | — | — | — | — | Mar 13, 2019 | Common Stock | 1,800,000 | — | D |
| Employee Stock Option (right to purchase)F3 | $0.10 | holding | — | — | — | — | Oct 24, 2018 | Common Stock | 600,000 | — | D |
| Employee Stock Option (right to purchase)F4 | $0.10 | holding | — | — | — | — | Mar 29, 2017 | Common Stock | 600,000 | — | D |
| WarrantF6,F5 | $0.08 | holding | — | — | — | — | Aug 30, 2016 | Common Stock | 687,500 | — | I |
| WarrantF6,F5 | $0.10 | holding | — | — | — | — | Jun 12, 2016 | Common Stock | 94,495 | — | I |
Explanation of responses
- F1The shares of Common Stock held by Mr. Lubash are shares of Common Stock held directly by Ricx Investments Ltd.
- F2The option vests in 8 equal quarterly installments commencing on April 1, 2014 and becomes fully vested on April 1, 2016.
- F3One sixth of the option vested over 6 months starting October 24, 2013. The remainder vests in 10 equal quarterly installments and becomes fully vested on October 24, 2016.
- F4The option is fully vested.
- F5Currently exercisable.
- F6The Warrants held by Mr. Lubash are Warrants held directly by Ricx Investments Ltd.