SEC Form 4 · accession 0000928319-16-000001
STERLING GROUP VENTURES INC · SGGV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raoul N Tsakok
10% Owner
Period of report
Dec 6, 2016
Accepted (ET)
Dec 13, 2016 · 7:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001175416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common | Dec 6, 2016 | P | 4,000,000 | $0.05 | A | 19,000,000 | I | By Great Dora Holdings Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| series "F" warrant | $0.15 | Dec 6, 2016 | P | 4,000,000 | A | Dec 6, 2016 | Nov 8, 2017 | common | 4,000,000 | 4,000,000 | I |