SEC Form 4/A · accession 0000899243-17-029362
ORAGENICS INC · OGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Beverly Koski
10% Owner
Christine L Koski
10% Owner
KOSKI FAMILY LP
10% Owner
Robert C Koski
Director · 10% Owner
Thomas L Koski
10% Owner
Period of report
Jun 22, 2017
Accepted (ET)
Dec 21, 2017 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 1,047,878 | D | ||
| Common StockF1,F3 | holding | — | — | — | 919,666 | D | ||
| Common StockF1,F4 | holding | — | — | — | 28,000 | I | By Koski Management, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to a clerical error, the Form 4, as originally filed, incorrectly reported the number of beneficially owned shares. The Form 4, as amended by this Form 4/A, correctly reports such information. No other changes have been made to the Form 4. The shares that were incorrectly reported were on the original Form 4 were also incorrectly reported from one Form 4 filed after the original Form 4 was filed.
- F2Shares owned directly by Robert C. Koski, a director of the Company.
- F3Shares owned directly by Thomas L. Koski.
- F4Shares owned indirectly by Beverly Koski (through Koski Management, Inc.).