SEC Form 4 · accession 0001127602-19-002530
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Vincent Hutjens
Officer — EVP - CCO - Nicolet Natl Bank
Period of report
Jan 22, 2019
Accepted (ET)
Jan 23, 2019 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2019 | M | 2,500 | $16.80 | A | 15,770 | D | |
| Common Stock | holding | — | — | — | 1,818 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $16.80 | Jan 22, 2019 | M | 2,500 | D | — | Dec 15, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1As of December 15, 2014 the stock option was fully vested. On January 22, 2019 the remaining 2,500 exercisable shares were fully exercised.