SEC Form 4 · accession 0001127602-18-030387
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin James McClone
Director
Period of report
Oct 16, 2018
Accepted (ET)
Oct 17, 2018 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 16, 2018 | A | 52 | $50.10 | A | 290 | I | By Nicolet National Bank Deferred Compensation Plan for Non-employee Directors |
| Common Stock | holding | — | — | — | 270 | D | ||
| Common StockF1 | holding | — | — | — | 909 | I | By RMD Management Group, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the holdings of RMD Management Group, LLC, of which the reporting person is a member. The reporting person disclaims beneficial ownership of registrant common stock held by RMD Management Group, LLC except to the extent of his pecuniary interest.