SEC Form 4 · accession 0001127602-18-021828
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Steppe
Officer — CIO - Nicolet National Bank
Period of report
Jun 22, 2018
Accepted (ET)
Jun 25, 2018 · 3:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2018 | M | 14,500 | $24.00 | A | 22,748 | D | |
| Common Stock | holding | — | — | — | 2,300 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $24.00 | Jun 22, 2018 | M | 14,500 | D | — | Jul 24, 2018 | Common Stock | 14,500 | 0 | D |
Explanation of responses
- F1The stock option was exercisable as to all 14,500 shares. The options vested in five annual installments of 2,900 shares annually on July 24 of each year, beginning on July 24, 2009 and fully vesting on July 24, 2013.