SEC Form 4 · accession 0001127602-18-011325
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Gilson
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 13, 2018 · 11:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | M | 1,486 | $13.73 | A | 26,225 | D | |
| Common Stock | Mar 6, 2018 | M | 1,546 | $21.04 | A | 27,771 | D | |
| Common Stock | Mar 6, 2018 | M | 1,662 | $30.78 | A | 29,433 | D | |
| Common Stock | Mar 6, 2018 | S | 4,694 | $54.50 | D | 24,739 | D | |
| Common StockF1 | holding | — | — | — | 1,072 | I | Shares owned by an adult child of Mr. Gilson for whom he serves as agent under a power of attorney |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $13.73 | Mar 6, 2018 | M | 1,486 | D | — | Apr 28, 2018 | Common Stock | 1,486 | 0 | D |
| Stock Option (Right to Buy)F3 | $21.04 | Mar 6, 2018 | M | 1,546 | D | — | Apr 28, 2018 | Common Stock | 1,546 | 0 | D |
| Stock Option (Right to Buy)F4 | $30.78 | Mar 6, 2018 | M | 1,662 | D | — | Apr 28, 2018 | Common Stock | 1,662 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2As of March 6, 2018 all stock options immediately vested on April 29, 2016 have been fully exercised.
- F3As of March 6, 2018 all stock options immediately vested on April 29, 2016 have been fully exercised.
- F4As of March 6, 2018 all stock options immediately vested on April 29, 2016 have been fully exercised.