SEC Form 4 · accession 0001127602-17-022208
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Vogel
Officer — SVP Comm Bank-Nicolet Nat Bank
Period of report
Jun 26, 2017
Accepted (ET)
Jun 27, 2017 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 26, 2017 | M | 2,000 | $26.00 | A | 11,913 | D | |
| Common Stock | holding | — | — | — | 1,121 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 960 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $26.00 | Jun 26, 2017 | M | 2,000 | D | — | Dec 18, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1The stock option is currently exercisable as to all 2,000 shares. The options vested in five annual installments of 400 shares annually on December 18 of each year, beginning on December 18, 2008 and fully vesting on December 18, 2012.