SEC Form 4 · accession 0001127602-17-021767
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Steppe
Officer — CIO - Nicolet National Bank
Period of report
May 16, 2017
Accepted (ET)
Jun 19, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $48.85 | May 16, 2017 | A | 14,000 | A | — | May 16, 2027 | Common Stock | 14,000 | 14,000 | D |
Explanation of responses
- F1The nonqualified options vest in five annual installments of 2,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022.