SEC Form 4 · accession 0001127602-17-018630
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Kuchera Lawson
Officer — Chief Financial Officer
Period of report
May 16, 2017
Accepted (ET)
May 18, 2017 · 3:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,304 | D | ||
| Common Stock | holding | — | — | — | 800 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $48.85 | May 16, 2017 | A | 54,000 | A | — | May 16, 2027 | Common Stock | 54,000 | 54,000 | D |
Explanation of responses
- F1The 54,000 nonqualified options granted will vest in five annual installments of 10,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vests on May 16, 2022.