SEC Form 4 · accession 0001127602-17-016354
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dustin James McClone
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 2, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2017 | A | 909 | — | A | 909 | I | By RMD Management Group, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired in connection with the First Menasha Bancshares, Inc. and Nicolet Bankshares, Inc. merger, effective April 28, 2017.
- F2Represents the holdings of RMD Management Group, LLC, of which the reporting person is a member. The reporting person disclaims beneficial ownership of registrant common stock held by RMD Management Group, LLC except to the extent of his pecuniary interest.