SEC Form 4 · accession 0001127602-17-006422
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Joseph Vogel
Officer — SVP Comm Bank-Nicolet Nat Bank
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 8:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2017 | M | 1,500 | $22.00 | A | 12,437 | D | |
| Common Stock | holding | — | — | — | 1,121 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 960 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.00 | Feb 14, 2017 | M | 1,500 | D | — | Feb 16, 2017 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1The stock option was exercisable as to all 1,500 shares. The options vested in three annual installments of 500 shares annually on February 16 of each year, beginning on February 16, 2008 and fully vesting on February 16, 2010.