SEC Form 4 · accession 0001127602-16-070931
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad Vincent Hutjens
Officer — EVP - CCO - Nicolet Natl Bank
Period of report
Sep 20, 2016
Accepted (ET)
Dec 27, 2016 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $37.18 | Sep 20, 2016 | A | 10,000 | A | — | Sep 20, 2026 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The nonqualified options vest in five annual installments of 2,000 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vesting on September 20, 2021.