SEC Form 3 · accession 0000950138-16-000907
NICOLET BANKSHARES INC · NIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Thomas Lambrecht
Officer — Controller
Period of report
Feb 24, 2016
Accepted (ET)
Feb 24, 2016 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174850
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 134 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.80 | holding | — | — | — | — | Oct 28, 2024 | Common Stock | 2,500 | — | D |
Explanation of responses
- F1The stock option is currently exercisable as to 500 shares. The options vest in five annual installments of 500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.
Remarks
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Marc T. Lambrecht