SEC Form 4 · accession 0000950142-15-001864
ENVIVIO INC · ENVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward A Gilhuly
Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 5, 2015 | A | 28,571 | $0.00 | A | 79,148 | I | By Sageview Capital L.P. |
| Common StockF3 | holding | — | — | — | 2,582,900 | I | By Sageview Capital Master L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award of restricted stock units that will vest on the earlier of 8/05/2016 or on the date of the Company's next annual meeting of stockholders.
- F2The Reporting Person is a managing and control person of Sageview Capital LP ("Sageview Capital"), the adviser to Sageview Capital Master, L.P. ("Sageview Master"). These shares were issued to Mr. Gilhuly as part of the annual retainer for his board service. Pursuant to the terms of his arrangement with Sageview Capital and certain related entities, the right to receive such shares was transferred to Sageview Capital. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Gilhuly for purposes of Section 16 or for any other purposes.
- F3The Reporting Person is a managing member and controlling person of Sageview Capital MGP ("Sageview MGP"), LLC, which ultimately controls the general partner of Sageview Master. As a managing member of Sageview MGP, the Reporting Person may be deemed to share voting and dispositive power over the securities held by this fund. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, if any, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by Mr. Gilhuly for purposes of Section 16 or for any other purposes.