SEC Form 4 · accession 0000899243-15-007292

ENVIVIO INC · ENVI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

R David Spreng

Director

Period of report

Oct 27, 2015

Accepted (ET)

Oct 29, 2015 · 8:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001174266

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	D/I	Nature of ownership
Common Stock^F1	Oct 27, 2015	D	73,648	—	D	D
Common Stock^F2	Oct 27, 2015	U	437,604	$4.10	D	I	By Crescendo Holdings IV, LLC
Common Stock^F3	Oct 27, 2015	U	106,656	$4.10	D	I	By Crescendo IV AG & Co. Beteilgungs KG
Common Stock^F4	Oct 27, 2015	U	187,802	$4.10	D	I	By Crescendo IV Coinvestment Fund, LLC
Common Stock^F5	Oct 27, 2015	U	10,263	$4.10	D	I	By Crescendo IV Entrepreneur Fund A, L.P.
Common Stock^F6	Oct 27, 2015	U	25,284	$4.10	D	I	By Crescendo IV Entrepreneur Fund, L.P.
Common Stock^F7	Oct 27, 2015	U	2,547,211	$4.10	D	I	By Crescendo IV, L.P.

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Disposed of pursuant to an Agreement and Plan of Merger dated September 10, 2015 (the "Merger Agreement") by and among Ericsson Inc., Cindy Acquisition Corp. ("MergerSub") and Envivio, Inc., for a cash consideration of $4.10 per share. Pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer continuing as the survivng corporation (the "Merger"). Includes 28,571 restricted stock units which became fully vested immediately prior to and was cancelled at the effective time of the Merger, in exchange for cash consideration of $4.10 per share.
F2Consists of shares owned by Crescendo Holdings IV, LLC ("Crescendo Holdings"). Crescendo Ventures IV, LLC ("Crescendo Ventures"), as the Manager of Crescendo Holdings, may be deemed to beneficially own the shares owned by Crescendo Holdings. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo Holdings except to the extent of his or its pecuniary interest therein.
F3Consists of shares owned by Crescendo IV AG & Co., Beteilgungs KG ("Crescendo KG"). Crescendo German Investments IV, LLC ("Crescendo GI"), as the Managing Partner of Crescendo KG, may be deemed to beneficially own the shares owned by Crescendo KG. Mr Spreng and Crescendo GI disclaim beneficial ownership of the shares owned by Crescendo KG except to the extent of his or its pecuniary interest therein.
F4Consists of shares owned by Crescendo IV Coinvestment Fund, LLC ("Crescendo Coinvestment"). Mr Spreng as the Managing Member of Crescendo Coinvestment, may be deemed to beneficially own the shares owned by Crescendo Coinvestment. Mr Spreng disclaims beneficial ownership of the shares owned by Crescendo Coinvestment except to the extent of his or its pecuniary interest therein.
F5Consists of shares owned by Crescendo IV Entrepreneur Fund A, L.P. ("Cresendo EFA"). Crescendo Ventures, as the General Partner of Crescendo EFA, may be deemed to beneficially own the shares owned by Crescendo EFA. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EFA except to the extent of his or its pecuniary interest therein.
F6Consists of shares owned by Crescendo IV Entrepreneur Fund, L.P. ("Cresendo EF"). Crescendo Ventures, as the General Partner of Crescendo EF, may be deemed to beneficially own the shares owned by Crescendo EF. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EF except to the extent of his or its pecuniary interest therein.
F7Consists of shares owned by Crescendo IV, L.P. ("Crescendo IV"). Crescendo Ventures, as the General Partner of Crescendo IV, may be deemed to beneficially own the shares owned by Crescendo IV. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo IV except to the extent of his or its pecuniary interest therein.