SEC Form 4 · accession 0000899243-15-002630
ENVIVIO INC · ENVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R David Spreng
Director · 10% Owner
Period of report
Aug 5, 2015
Accepted (ET)
Aug 7, 2015 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | A | 28,571 | $0.00 | A | 73,648 | D | |
| Common StockF2 | holding | — | — | — | 437,604 | I | By Crescendo Holdings IV, LLC | |
| Common StockF3 | holding | — | — | — | 106,656 | I | By Crescendo IV AG & Co. Beteilgungs KG | |
| Common StockF4 | holding | — | — | — | 187,802 | I | By Crescendo IV Coinvestment Fund, LLC | |
| Common StockF5 | holding | — | — | — | 10,263 | I | By Crescendo IV Entrepreneur Fund A, L.P. | |
| Common StockF6 | holding | — | — | — | 25,284 | I | By Crescendo IV Entrepreneur Fund, L.P. | |
| Common StockF7 | holding | — | — | — | 2,547,211 | I | By Crescendo IV, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents award of restricted stock units subject to vesting provisions.
- F2Consists of shares owned by Crescendo Holdings IV, LLC ("Crescendo Holdings"). Crescendo Ventures IV, LLC ("Crescendo Ventures"), as the Manager of Crescendo Holdings, may be deemed to beneficially own the shares owned by Crescendo Holdings. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo Holdings except to the extent of his or its pecuniary interest therein.
- F3Consists of shares owned by Crescendo IV AG & Co., Beteilgungs KG ("Crescendo KG"). Crescendo German Investments IV, LLC ("Crescendo GI"), as the Managing Partner of Crescendo KG, may be deemed to beneficially own the shares owned by Crescendo KG. Mr Spreng and Crescendo GI disclaim beneficial ownership of the shares owned by Crescendo KG except to the extent of his or its pecuniary interest therein.
- F4Consists of shares owned by Crescendo IV Coinvestment Fund, LLC ("Crescendo Coinvestment"). Mr Spreng as the Managing Member of Crescendo Coinvestment, may be deemed to beneficially own the shares owned by Crescendo Coinvestment. Mr Spreng disclaims beneficial ownership of the shares owned by Crescendo Coinvestment except to the extent of his or its pecuniary interest therein.
- F5Consists of shares owned by Crescendo IV Entrepreneur Fund A, L.P. ("Cresendo EFA"). Crescendo Ventures, as the General Partner of Crescendo EFA, may be deemed to beneficially own the shares owned by Crescendo EFA. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EFA except to the extent of his or its pecuniary interest therein.
- F6Consists of shares owned by Crescendo IV Entrepreneur Fund, L.P. ("Cresendo EF"). Crescendo Ventures, as the General Partner of Crescendo EF, may be deemed to beneficially own the shares owned by Crescendo EF. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EF except to the extent of his or its pecuniary interest therein.
- F7Consists of shares owned by Crescendo IV, L.P. ("Crescendo IV"). Crescendo Ventures, as the General Partner of Crescendo IV, may be deemed to beneficially own the shares owned by Crescendo IV. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo IV except to the extent of his or its pecuniary interest therein.