SEC Form 5 · accession 0001252911-16-000004
Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INC · FFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Chadwick
Officer — CEO and President · Director · Other
Period of report
Nov 30, 2015
Accepted (ET)
Feb 16, 2016 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001174164
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 30, 2015 | J | 0 | $0.00 | A | 12,737 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to his ownership of 17.5% of Flaherty & Crumrine Incorporated, Mr. Chadwick also has an indirect interest in the 4,346 shares of common stock held by Flaherty and Crumrine Incorporated.
- F2Due to his ownership of 17.5% of Flaherty and Crumrine Incorporated, Mr. Chadwick also has an indirect interest in the 4,346 shares of common stock of Flaherty & Crumrine Incorporated.