SEC Form 4 · accession 0000899243-18-031530
ENBRIDGE ENERGY MANAGEMENT L L C · EEQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Johnston
Officer — Vice President, Finance
Period of report
Dec 20, 2018
Accepted (ET)
Dec 20, 2018 · 9:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173911
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Limited Voting Shares Representing LLC InterestsF1,F2 | Dec 20, 2018 | D | 1,682 | — | D | 0 | I | RSP Retirement Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 20, 2018, pursuant to the Agreement and Plan of Merger, dated as of September 17, 2018 (the "Merger Agreement"), by and among Enbridge Energy Management, L.L.C. ("EEQ"), Enbridge Inc. ("Enbridge"), Winter Acquisition Sub I, Inc. ("Merger Sub"), and solely for the purposes of Article I, Section 2.4 and Article X, Enbridge Energy Company, Inc., Merger Sub merged with and into EEP (the "Merger"), with EEQ surviving the Merger as a wholly owned subsidiary of Enbridge.
- F2Pursuant to the Merger Agreement, at the effective time of the Merger, each limited voting share representing limited liability company interests in EEQ (each, an "EEQ Listed Share") issued and outstanding immediately prior to the effective time of the Merger, other than certain excluded EEQ Listed Shares owned by Enbridge and its subsidiaries, was converted into, and became exchangeable for, 0.335 shares of Enbridge common stock. On December 19, 2018 (the last trading day prior to consummation of the Merger), the closing price of one share of Enbridge common stock was $31.32.