SEC Form 4 · accession 0001499416-15-000025
ARUBA NETWORKS, INC. · ARUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard Guidon
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 3,782 | $0.00 | A | 5,666 | D | |
| Common StockF2 | May 18, 2015 | D | 5,666 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1 | $0.00 | May 18, 2015 | M | 3,782 | D | Nov 29, 2013 | Nov 29, 2016 | Common Stock | 3,782 | 0 | D |
Explanation of responses
- F1Restricted Stock Units became fully vested and were settled for shares of Common Stock immediately prior to the consummation of the Merger, as defined below.
- F2All 5,666 shares represent restricted stock units that became fully vested and were settled for shares of common stock immediately prior to the consummation of the Merger. Such shares were then disposed of at the effective time of the merger of a subsidiary of Hewlett-Packard Company with and into the Issuer ("Merger") pursuant to the Agreement and Plan of Merger, dated as of March 2, 2015, by and among Hewlett-Packard Company, Aspen Acquisition Sub, Inc. and the Issuer in exchange for $24.67 per share, without interest, and subject to deduction for any applicable withholding taxes.
- F3This is not a reportable field.