SEC Form 4 · accession 0001173514-26-000183
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claiborne R Rankin
Director · Other
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 10:12 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 1, 2026 | A | 1,055 | $0.00 | A | 246,575 | I | Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin |
| Class A Common Stock | holding | — | — | — | 5,416 | I | Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin Sr. | |
| Class A Common StockF2 | holding | — | — | — | 6,957 | I | Held in trust fbo Reporting Person's spouse. | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate interests in shares held by Rankin Associates I. | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II LP | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate interests held in shares in Rankin Associates V | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate interest in shares held by Rankin Associates VI | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate limited partnership interest held in shares of RA IV | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Serves as Trustee of BTR 2020 GST trust fbo Chloe Seelbach | |
| Class A Common Stock | holding | — | — | — | 0 | I | Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person as general partner | |
| Class A Common Stock | holding | — | — | — | 0 | D | ||
| Class A Common StockF2 | holding | — | — | — | 10,631 | I | DNF - Child trust proportionate interests in shares held by RA2 father is co-trustee (not trustee) | |
| Class A Common StockF2 | holding | — | — | — | 769 | I | DNF - Trustee of trust for the benefit of Reporting Person's child (no longer trustee) | |
| Class A Common Stock | holding | — | — | — | 0 | I | proportionate limited partnership interest in shares held by Rankin Associates I, L.P | |
| Class A Common Stock | holding | — | — | — | 0 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common Stock | holding | — | — | — | 0 | I | proportionate limited partnership interest in shares held by Rankin Associates IV, L.P | |
| Class A Common Stock | holding | — | — | — | 0 | I | Interest in Shares held by Rankin Associates V | |
| Class A Common Stock | holding | — | — | — | 0 | I | Proportionate interest in shares held by Rankin Associates VI | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Serves as Trustee of BTR 2020 GST trust fbo Clay Rankin Jr. | |
| Class A Common Stock | holding | — | — | — | 0 | I | interest in shares held by RAV held by Rankin Management, Inc. ("RMI") | |
| Class A Common Stock | holding | — | — | — | 0 | I | Interest in shares held by RAVI held by Rankin Management, Inc. ("RMI") | |
| Class A Common Stock | holding | — | — | — | 0 | I | Proportionate interest in shares held by Rankin Management, Inc. ("RMI") | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Serves as Trustee of GSTs for the benefit of Chloe R. Seelbach | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Serves as Trustee of GSTs for the benefit of Claiborne Rankin Jr. | |
| Class A Common StockF2 | holding | — | — | — | 188 | I | dnf - Serves as Trustee of the GSTs fbo Julia R. Kuipers (no longer Trustee 6/5/26) | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Serves as Trustee of BTR 2020 GST trust fbo Julia Kuipers | |
| Class A Common StockF2 | holding | — | — | — | 13,631 | I | DNF - Childs trust proportionate interest in shares held by RA2, father co-trustee (not trustee) | |
| Class A Common StockF2 | holding | — | — | — | 10,242 | I | DNF - Co-Trustee for the benefit of Reporting Person's child (no longer trustee) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 100,000 | 100,000 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 3,956 | 3,956 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 377 | 377 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 635 | 635 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 168,945 | 168,945 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 20,159 | 20,159 | I |
| Class B Common StockF4,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 50 | 50 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 40,624 | 40,624 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 56,991 | 56,991 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 1,165 | 1,165 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 20,159 | 20,159 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 80 | 80 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 100 | 100 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 3,950 | 3,950 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 30,552 | 30,552 | I |
| Class B Common StockF2,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 20,160 | 20,160 | I |
Explanation of responses
- F1Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3N/A
- F4proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.