SEC Form 4 · accession 0001173514-26-000176
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Butler Jr.
Director · Other
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 10:00 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 1, 2026 | A | 1,055 | $0.00 | A | 60,315 | I | Held in trust fbo Reporting Person. |
| Class A Common StockF2 | holding | — | — | — | 1,967 | I | child's proportionate partnership interest shares held by AMR Associates LP | |
| Class A Common StockF2 | holding | — | — | — | 12,700 | I | Reporting Person is trustee of Trust fbo child. | |
| Class A Common StockF2 | holding | — | — | — | 1,967 | I | child's proportionate partnership interest shares held by AMR Associates LP | |
| Class A Common StockF2 | holding | — | — | — | 12,388 | I | Reporting Person is trustee of Trust fbo child. | |
| Class A Common Stock | holding | — | — | — | 1,512 | I | Spouse serves as Trustee of the Trust fbo Helen Rankin | |
| Class A Common StockF2 | holding | — | — | — | 153,313 | I | Spouse's proportionate partnership interest shares held by AMR Associates LP | |
| Class A Common StockF2 | holding | — | — | — | 2,647 | I | Spouse serves as Trustee of GSTs for the benefit of Helen R. Butler | |
| Class A Common StockF2 | holding | — | — | — | 183,605 | I | Held by Trust for the benefit of Reporting Person's Spouse | |
| Class A Common Stock | holding | — | — | — | 2,800 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person | |
| Class A Common StockF3 | holding | — | — | — | 0 | I | Spouse is Trustee of JCB 2020 GST trust fbo Clara Butler | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Child's trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | child's proportionate interests held in shares in Rankin Associates V | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Child's proportionate interest in shares held by Rankin Associates VI | |
| Class A Common StockF4 | holding | — | — | — | 0 | I | Spouse is Trustee of JCB 2020 GST trust fbo Griffin Butler | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Child's trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | child's proportionate interests held in shares in Rankin Associates V | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Child's proportionate interest in shares held by Rankin Associates VI | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse is Trustee of BTR 2020 GST Trust fbo Helen Butler | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate limited partnership interest in shares held by RAIV Class A | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P. | |
| Class A Common StockF2 | holding | — | — | — | 0 | I | Spouse's proportionate interest in shares held by Rankin Associates VI | |
| Class A Common Stock | holding | — | — | — | 0 | D | ||
| Class A Common Stock | holding | — | — | — | 0 | I | proportionate limited partnership interests in shares held by Rankin Associates II, L.P | |
| Class A Common Stock | holding | — | — | — | 0 | I | proportionate interests held in shares by Rankin Associates V | |
| Class A Common Stock | holding | — | — | — | 0 | I | Reporting person's proportionate interest in shares held by Rankin Associates VI |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 1,892 | 1,892 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 8,879 | 8,879 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 555 | 555 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 793 | 793 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 1,892 | 1,892 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 8,880 | 8,880 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 18,416 | 18,416 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 555 | 555 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 793 | 793 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 18,104 | 18,104 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 26,244 | 26,244 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 147,481 | 147,481 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 20,160 | 20,160 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 41,679 | 41,679 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 52,321 | 52,321 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 85,056 | 85,056 | I |
| Class B Common StockF2,F5 | — | holding | — | — | — | — | — | Class A Common Stock | 146 | 146 | I |
| Class B Common StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | 2,800 | 2,800 | I |
Explanation of responses
- F1Award-Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
- F2Reporting Person disclaims beneficial ownership of all such shares.
- F3Reporting Person disclaims beneficial ownership of all such shares.
- F4Reporting Person disclaims beneficial ownership of all such shares.
- F5N/A