SEC Form 4 · accession 0001127602-19-011192

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Chloe R Seelbach

Other

Period of report

Mar 11, 2019

Accepted (ET)

Mar 13, 2019 · 2:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	477	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	566	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	565	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	565	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	565	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	2	$64.98	A	479	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	3	$64.98	A	569	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	4	$64.98	A	569	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	4	$64.98	A	569	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	4	$64.98	A	569	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	10,497	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock	holding	—	—		—	95	I	proportionate interest in shares held by Rankin Associates V
Class A Common Stock	holding	—	—		—	7,326	I	Held by Trust for the benefit of Reporting Person.
Class A Common Stock^F3	holding	—	—		—	634	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	563	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F3	holding	—	—		—	722	I	Held by spouse
Class A Common Stock^F3	holding	—	—		—	1,321	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	475	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F3	holding	—	—		—	722	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock^F3	holding	—	—		—	853	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	10,497	10,497	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	10,756	10,756	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	634	634	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	1,321	1,321	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	475	475	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	722	722	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	853	853	I

Explanation of responses

F12019-Mar-11-Weighted Average - Share Price represents average price between $64.89 and $64.99.
F22019-Mar-12-Weighted Average - Share Price represents average price between $64.87 and $64.99.
F3Reporting Person disclaims beneficial ownership of all such shares.
F4N/A