SEC Form 4 · accession 0001127602-19-011141

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Helen Rankin Butler

Other

Period of report

Mar 11, 2019

Accepted (ET)

Mar 13, 2019 · 12:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock	Mar 11, 2019	P	237	$64.9806	A	102,557	I	held by Trust for the benefit of Reporting Person
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	478	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	568	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	566	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 11, 2019	P	3	$64.98	A	566	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	Mar 12, 2019	P	237	$64.9847	A	102,794	I	held by Trust for the benefit of Reporting Person
Class A Common Stock^F2	Mar 12, 2019	P	1	$64.98	A	95	I	proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
Class A Common Stock^F2	Mar 12, 2019	P	2	$64.98	A	480	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	3	$64.98	A	571	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	3	$64.98	A	569	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	Mar 12, 2019	P	3	$64.98	A	569	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	677	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F3	holding	—	—		—	8,416	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F3	holding	—	—		—	4,513	I	held in Trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	677	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F3	holding	—	—		—	8,572	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F3	holding	—	—		—	4,357	I	held in trust for the benefit of Reporting Person's minor child
Class A Common Stock	holding	—	—		—	81,009	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock	holding	—	—		—	49,811	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock	holding	—	—		—	11,750	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	32,369	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock^F3	holding	—	—		—	2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse
Class A Common Stock^F3	holding	—	—		—	7,839	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP
Class A Common Stock^F3	holding	—	—		—	26,769	I	spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	790	790	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	8,416	8,416	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	790	790	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	8,572	8,572	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	94,355	94,355	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	11,750	11,750	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	7,839	7,839	I
Class B Common Stock^F3,F4	—	holding	—	—	—	—	—	Class A Common Stock	17,262	17,262	I

Explanation of responses

F12019-Mar-11-Weighted Average - Share Price represents average price between $64.89 and $64.99.
F22019-Mar-12-Weighted Average - Share Price represents average price between $64.87 and $64.99.
F3Reporting Person disclaims beneficial ownership of all such shares.
F4N/A