SEC Form 4 · accession 0001127602-19-011137
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clara R Butler
Other
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 12:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 11, 2019 | P | 3 | $64.98 | A | 566 | I | Proportionate limited partnership interest in shares held by Rankin Associates VI |
| Class A Common StockF2 | Mar 12, 2019 | P | 3 | $64.98 | A | 569 | I | Proportionate limited partnership interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 677 | I | proportionate partnership interest shares held by AMR Associates LP held in trust | |
| Class A Common Stock | holding | — | — | — | 4,513 | I | Held in Trust for Reporting Person. Father is Custodian. | |
| Class A Common Stock | holding | — | — | — | 8,416 | I | Proportionate limited partnership interests in shares held by Rankin Associates II |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 790 | 790 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 3,683 | 3,683 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 8,416 | 8,416 | I |
Explanation of responses
- F12019-Mar-11-Weighted Average - Share Price represents average price between $64.89 and $64.99.
- F22019-Mar-12-Weighted Average - Share Price represents average price between $64.87 and $64.99.
- F3N/A