SEC Form 4 · accession 0001127602-19-010693
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 7, 2019 | P | 384 | $64.8933 | A | 44,142 | D | |
| Class A Common StockF1 | Mar 7, 2019 | P | 2 | $64.89 | A | 562 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Mar 8, 2019 | P | 384 | $64.1896 | A | 44,526 | D | |
| Class A Common StockF2 | Mar 8, 2019 | P | 3 | $64.19 | A | 565 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 42,666 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates I. | |
| Class A Common Stock | holding | — | — | — | 25,099 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 46,182 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates IV. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 76,330 | 76,330 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 25,099 | 25,099 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 73,166 | 73,166 | I |
| Class B Common StockF3 | — | holding | — | — | — | — | — | Class A Common Stock | 747 | 747 | D |
Explanation of responses
- F12019-Mar-7-Weighted Average - Share Price represents average price between $64.58 and $64.99.
- F22019-Mar-8-Weighted Average - Share Price represents average price between $63.72 and $64.67.
- F3N/A