SEC Form 4 · accession 0001127602-19-010688
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Farnham Rankin
Other
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 10:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 7, 2019 | P | 2 | $64.89 | A | 472 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF3,F2 | Mar 8, 2019 | P | 2 | $64.19 | A | 474 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 17,987 | I | proportionate LP interest in shares held by RA II LP which is held in a trust | |
| Class A Common Stock | holding | — | — | — | 3,738 | I | Held by Trust fbo Reporting Person | |
| Class A Common Stock | holding | — | — | — | 1,516 | I | Held by Trust | |
| Class A Common StockF2 | holding | — | — | — | 94 | I | Proportionate interest in shares held by Rankin Associates V |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 17,987 | 17,987 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 3,738 | 3,738 | I |
| Class B Common StockF4 | — | holding | — | — | — | — | — | Class A Common Stock | 751 | 751 | I |
Explanation of responses
- F12019-Mar-7-Weighted Average - Share Price represents average price between $64.58 and $64.99.
- F2held in trust u/a/d 8/12/2012
- F32019-Mar-8-Weighted Average - Share Price represents average price between $63.72 and $64.67.
- F4N/A