SEC Form 4 · accession 0001127602-19-010679

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Jacob A Kuipers

Other

Period of report

Mar 7, 2019

Accepted (ET)

Mar 11, 2019 · 10:41 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Mar 7, 2019	P	2	$64.89	A	472	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 7, 2019	P	2	$64.89	A	560	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 7, 2019	P	2	$64.89	A	560	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1	Mar 7, 2019	P	2	$64.89	A	560	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3,F2	Mar 8, 2019	P	1	$64.19	A	95	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F3,F2	Mar 8, 2019	P	2	$64.19	A	474	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3	Mar 8, 2019	P	3	$64.19	A	563	I	Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3	Mar 8, 2019	P	2	$64.19	A	562	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3	Mar 8, 2019	P	2	$64.19	A	562	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F2	holding	—	—		—	712	I	Child's proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stock	holding	—	—		—	240	D
Class A Common Stock^F2	holding	—	—		—	13,997	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F2	holding	—	—		—	10,242	I	Held in Trust for benefit of Reporting Person's spouse
Class A Common Stock	holding	—	—		—	567	I	Child's proportionate limited partnership interest in shares held by RA II LP, spouse as trustee

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	712	712	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	240	240	D
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	13,997	13,997	I
Class B Common Stock^F2,F4	—	holding	—	—	—	—	—	Class A Common Stock	10,072	10,072	I
Class B Common Stock^F4	—	holding	—	—	—	—	—	Class A Common Stock	567	567	I

Explanation of responses

F12019-Mar-7-Weighted Average - Share Price represents average price between $64.58 and $64.99.
F2Reporting Person disclaims beneficial ownership of all such shares.
F32019-Mar-8-Weighted Average - Share Price represents average price between $63.72 and $64.67.
F4N/A