SEC Form 4 · accession 0001127602-19-010276
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Mar 6, 2019
Accepted (ET)
Mar 6, 2019 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 559 | I | Proportionate Interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 677 | I | proportionate partnership interest shares held by AMR Associates LP held in trust | |
| Class A Common Stock | holding | — | — | — | 9,945 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common Stock | holding | — | — | — | 2,983 | I | Father is trustee of a trust fbo Reporting Person. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 790 | 790 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 9,945 | 9,945 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 2,152 | 2,152 | I |
Explanation of responses
- F1N/A