SEC Form 4 · accession 0001127602-19-010262
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott W Seelbach
Other
Period of report
Mar 6, 2019
Accepted (ET)
Mar 6, 2019 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 6, 2019 | P | 2 | $64.99 | A | 470 | I | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 558 | I | Proportionate interest in share held by Rankin Associates VI |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 558 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 558 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 558 | I | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common StockF1 | holding | — | — | — | 10,497 | I | Spouse's proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 94 | I | Spouse's proportionate interest in shares held by Rankin Associates V | |
| Class A Common StockF1 | holding | — | — | — | 7,326 | I | Held in trust fbo Reporting Person's spouse. | |
| Class A Common StockF1 | holding | — | — | — | 634 | I | Minor child's trust's proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 563 | I | Reporting Person?s spouse is co-trustee of a Trust fbo minor child. | |
| Class A Common Stock | holding | — | — | — | 722 | D | ||
| Class A Common Stock | holding | — | — | — | 1,321 | I | Reporting Person?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 475 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. | |
| Class A Common StockF1 | holding | — | — | — | 722 | I | Reporting Person?s spouse is co-trustee of a Trust fbo minor child. | |
| Class A Common StockF1 | holding | — | — | — | 853 | I | Minor child's trust?s proportionate interests in shares held by Rankin Associates II. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,497 | 10,497 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,756 | 10,756 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 634 | 634 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 563 | 563 | I |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 722 | 722 | D |
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 1,321 | 1,321 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 475 | 475 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 722 | 722 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 853 | 853 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A