SEC Form 4 · accession 0001127602-19-010255
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Parker Rankin
Other
Period of report
Mar 6, 2019
Accepted (ET)
Mar 6, 2019 · 3:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 559 | I | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 559 | I | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | Mar 6, 2019 | P | 2 | $64.99 | A | 470 | I | Proportionate interest in Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 569 | I | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares | |
| Class A Common Stock | holding | — | — | — | 761 | I | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares | |
| Class A Common Stock | holding | — | — | — | 8,492 | I | By Trust | |
| Class A Common Stock | holding | — | — | — | 94 | I | proportionate interest in shares held by Rankin Associates V | |
| Class A Common Stock | holding | — | — | — | 16,134 | I | Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 569 | 569 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 761 | 761 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 8,322 | 8,322 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 16,134 | 16,134 | I |
Explanation of responses
- F1N/A