SEC Form 4 · accession 0001127602-19-010247
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauran Rankin
Other
Period of report
Mar 6, 2019
Accepted (ET)
Mar 6, 2019 · 3:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 6, 2019 | P | 1 | $64.99 | A | 213 | I | Spouse's proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Mar 6, 2019 | P | 1 | $64.99 | A | 301 | I | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 558 | I | Child's proportionate limited partnership interest in shares held by RA VI |
| Class A Common Stock | holding | — | — | — | 669 | I | Child's proportionate limited partnership interest in shares held by RA II LP | |
| Class A Common StockF1 | holding | — | — | — | 10,895 | I | Spouse's proportionate interests in shares held by Rankin Associates II | |
| Class A Common StockF1 | holding | — | — | — | 94 | I | Spouse's proportionate interest in shares held by Rankin Associates V | |
| Class A Common StockF1 | holding | — | — | — | 769 | I | Held by a Trust for the benefit of Reporting Person's Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | holding | — | — | — | — | — | Class A Common Stock | 669 | 669 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,895 | 10,895 | I |
| Class B Common StockF1,F2 | — | holding | — | — | — | — | — | Class A Common Stock | 10,027 | 10,027 | I |
Explanation of responses
- F1Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A