SEC Form 4 · accession 0001127602-19-010225
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce T Rankin
Other
Period of report
Mar 6, 2019
Accepted (ET)
Mar 6, 2019 · 3:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 6, 2019 | P | 384 | $64.99 | A | 43,758 | I | Held by Trust for the benefit of Reporting Person. |
| Class A Common Stock | Mar 6, 2019 | P | 3 | $64.99 | A | 560 | I | Proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 42,666 | I | proportionate limited partnership interest in shares held by Rankin Associates I, L.P held in trust | |
| Class A Common Stock | holding | — | — | — | 25,099 | I | proportionate limited partnership interests in shares held by RA II, L.P., held in a trust | |
| Class A Common Stock | holding | — | — | — | 46,182 | I | proportionate limited partnership interest in shares of Rankin Associates IV, L.P held in trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 747 | 747 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 76,330 | 76,330 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 25,099 | 25,099 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 73,166 | 73,166 | I |
Explanation of responses
- F1N/A